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JAY NORMAN WARREN
CRD#: 1978700
IA
Investment Adviser
B
Broker
IHT WEALTH MANAGEMENT LLCCRD#: 171481 500 Skokie Blvd.
Suite 285
Northbrook, IL 60062
LPL FINANCIAL LLCCRD#: 6413 DENVER, CO
Registration History
19901995200020052010201520202025IAIHT WEALTH MANAGEMENT LLC (CRD# 171481)2020 - Present (4 years)BLPL FINANCIAL LLC (CRD# 6413)2010 - Present (14 years)BNRP FINANCIAL, INC. (CRD# 103717)2007 - 2010 (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2007 (7 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1996 - 2000 (3 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1996 - 1996 (<1 year)BLIFEMARK SECURITIES CORP. (CRD# 16204)1995 - 1996 (<1 year)BOGILVIE SECURITY ADVISORS CORP... (CRD# 10105)1995 - 1995 (<1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)1989 - 1995 (5 years)IASHERIDAN ROAD (CRD# 293807)2018 - 2020 (2 years)IAINDEPENDENT FINANCIAL PARTNERS (CRD# 125112)2010 - 2019 (8 years)IASHERIDAN ROAD ADVISORS, LLC (CRD# 136198)2010 - 2010 (<1 year)IANRP ADVISORS, INC. (CRD# 141430)2008 - 2010 (2 years)IANRP FINANCIAL, INC. (CRD# 103717)2007 - 2008 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2007 (6 years)
Disclosure(s)
View By:
9/29/2008
Customer Dispute
Settled
9/29/2008
Customer Dispute
Settled
9/29/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 10/9/2020

B
Michigan 11/30/2010

B
California 11/30/2010

B
Montana 9/7/2016

B
Colorado 9/18/2023

B
Nevada 9/16/2021

B
Florida 5/25/2018

B
North Carolina 3/25/2024

B
Illinois 11/30/2010

B
Ohio 11/7/2012

IA
Illinois 12/21/2020

B
Oregon 2/23/2021

B
Indiana 5/17/2023

B
South Carolina 5/1/2023

B
Iowa 5/23/2017

B
Wisconsin 2/23/2021

B
Massachusetts 2/23/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
IHT WEALTH MANAGEMENT LLC (CRD#:171481)
500 Skokie Blvd. Suite 285, Northbrook, IL 60062
Registered with this firm since 12/21/2020

B
LPL FINANCIAL LLC (CRD#:6413)
DENVER, CO
Registered with this firm since 11/30/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/14/2018 - 12/31/2020 SHERIDAN ROAD (CRD#:293807) NORTHBROOK, IL
IA
10/20/2010 - 01/07/2019 INDEPENDENT FINANCIAL PARTNERS (CRD#:125112) Northbrook, IL
IA
09/30/2010 - 12/31/2010 SHERIDAN ROAD ADVISORS, LLC (CRD#:136198) NORTHBROOK, IL
IA
03/03/2008 - 12/01/2010 NRP ADVISORS, INC. (CRD#:141430) NORTHBROOK, IL
B
10/30/2007 - 11/30/2010 NRP FINANCIAL, INC. (CRD#:103717) NORTHBROOK, IL
IA
10/30/2007 - 10/15/2008 NRP FINANCIAL, INC. (CRD#:103717) NORTHBROOK, IL
IA
03/14/2001 - 09/17/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HIGHLAND PARK, IL
B
05/10/2000 - 09/17/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HIGHLAND PARK, IL
B
07/16/1996 - 05/24/2000 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
06/24/1996 - 07/16/1996 MML INVESTORS SERVICES, INC. (CRD#:10409)
B
10/17/1995 - 06/26/1996 LIFEMARK SECURITIES CORP. (CRD#:16204) ROCHESTER, NY
B
06/09/1995 - 10/10/1995 OGILVIE SECURITY ADVISORS CORPORATION (CRD#:10105) CHICAGO, IL
B
12/18/1989 - 06/08/1995 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.