Individual Firm
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PATRICK EUGENE FLYNN
CRD#: 1978133
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NFP RETIREMENT INC.CRD#: 121254 3001 W. Big Beaver Road
Suite 100
Troy, MI 48084
Suite 100
Troy, MI 48084
View By:
10/9/2013
Criminal
Final Disposition
State Registrations
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Michigan 8/27/2024
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Registered with this firm since 8/27/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/03/2016 - 12/03/2018 | Troy, MI | |
IA | 10/29/2010 - 07/11/2014 | TROY, MI | |
B | 01/02/1998 - 07/11/2014 | TROY, MI | |
B | 04/30/1996 - 12/31/1997 | SOUTHFIELD, MI | |
B | 10/06/1994 - 05/28/1996 | HUDSON, OH | |
B | 11/01/1993 - 10/24/1994 | MILWAUKEE, WI | |
B | 11/01/1993 - 10/24/1994 | MILWAUKEE, WI | |
B | 04/16/1993 - 09/17/1993 | NEW YORK, NY | |
B | 02/12/1993 - 04/16/1993 | RICHMOND, VA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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