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MICHAEL GERARD MARTUCCI
CRD#: 1978042
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 83 WOOSTER HTS STE 401
LEE FARM CORPORATE PARK
DANBURY, CT 06810
Registration History
199019952000200520102015202020252 FIRMS2013 - Present (11 years)BMORGAN STANLEY (CRD# 149777)2009 - 2013 (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (11 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1992 - 1998 (6 years)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1989 - 1992 (2 years)
License(s)

State Registrations

B
Arizona 1/3/2013

B
Massachusetts 1/3/2013

B
California 1/3/2013

B
New Jersey 1/3/2013

B
Connecticut 1/3/2013

B
New York 1/3/2013

IA
Connecticut 4/1/2013

B
North Carolina 1/3/2013

B
Delaware 1/3/2013

B
Pennsylvania 1/3/2013

B
Florida 1/3/2013

B
South Carolina 2/1/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
83 WOOSTER HTS STE 401 LEE FARM CORPORATE PARK, DANBURY, CT 06810
Danbury, CT
Registered with this firm since 4/1/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
83 WOOSTER HTS STE 401 LEE FARM CORPORATE PARK, DANBURY, CT 06810
Danbury, CT
Registered with this firm since 1/3/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/01/2009 - 01/28/2013 MORGAN STANLEY (CRD#:149777) MOUNT KISCO, NY
B
03/06/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MOUNT KISCO, NY
B
01/06/1992 - 07/21/1998 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
08/22/1989 - 01/14/1992 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.