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JOHN CHRISTOPHER PACIGA
JOHN EDWARD PACIGA
CRD#: 1977257
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 135 US Highway 202 206
Suite 21
Bedminster, NJ 07921
Suite 21
Bedminster, NJ 07921
0
Disclosures
35
Years of Experience
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State Registrations
B
California 5/25/2021
IA
New Jersey 3/28/2013
B
Connecticut 7/31/2020
B
New York 9/27/2013
B
District of Columbia 3/6/2025
B
North Carolina 12/7/2020
B
Florida 8/9/2013
B
Pennsylvania 7/22/2013
B
Maryland 10/9/2013
B
South Carolina 5/10/2021
B
Massachusetts 10/9/2013
B
Tennessee 3/18/2021
B
Missouri 9/5/2024
B
Virginia 7/22/2013
B
New Jersey 3/28/2013
B
Wisconsin 11/2/2022
SRO Registrations
B
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Registered with this firm since 3/28/2013
B
Registered with this firm since 3/28/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/26/2008 - 03/21/2013 | RARITAN, NJ | |
B | 04/16/2008 - 03/21/2013 | RARITAN, NJ | |
B | 08/14/1989 - 04/18/2008 | ANNANDALE, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.