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Detailed Report
Albert Vega Aguilera
Albert V. Aguilera, Albert Aguilera
CRD#: 1975414
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 Celina, TX
Registration History
19952000200520102015202020252 FIRMS2019 - Present (5 years)BWEDBUSH SECURITIES INC. (CRD# 877)2006 - 2019 (13 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)2003 - 2006 (2 years)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)1996 - 2003 (6 years)BBARABAN SECURITIES, INC. (CRD# 7659)1994 - 1996 (1 year)
License(s)

State Registrations

B
California 10/25/2019
B
Texas 10/25/2019
IA
California 11/5/2019
IA
Texas 2/2/2022
B
Kansas 10/25/2019
B
Washington 7/1/2021
B
Nevada 11/7/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
Celina, TX
Registered with this firm since 11/5/2019
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
Celina, TX
Registered with this firm since 10/25/2019
Previous Registration(s)
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B
 05/24/2006 - 10/28/2019 WEDBUSH SECURITIES INC. (CRD#:877) LOS ANGELES, CA
B
 12/15/2003 - 01/03/2006 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
 07/24/1996 - 03/01/2003 WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262) PASADENA, CA
B
 10/24/1994 - 08/12/1996 BARABAN SECURITIES, INC. (CRD#:7659) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.