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Registration History
199019952000200520102015202020252 FIRMS2007 - Present (17 years)IANORTHEAST PLANNING ASSOCIATES,... (CRD# 131406)2004 - Present (20 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2003 - 2007 (4 years)BVERAVEST INVESTMENTS, INC. (CRD# 3960)1989 - 2003 (14 years)IAMUTUAL SERVICE CORPORATION (CRD# 4806)2004 - 2004 (<1 year)IAVERAVEST INVESTMENT ADVISORS, INC. (CRD# 105796)1994 - 2003 (9 years)
Disclosure(s)
View By:
2/18/2003
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/20/2022

B
Nevada 1/14/2008

B
Arizona 1/4/2008

B
New Hampshire 1/23/2008

B
Arkansas 2/12/2016

B
New Jersey 1/3/2008

B
California 2/9/2009

B
New Mexico 10/23/2008

B
Colorado 10/24/2008

B
New York 1/3/2008

B
Connecticut 1/3/2008

B
North Carolina 1/8/2008

B
Delaware 9/2/2011

B
Ohio 1/4/2008

B
Florida 7/19/2007

B
Oklahoma 5/13/2008

IA
Florida 1/3/2019

B
Oregon 8/11/2016

B
Georgia 1/9/2008

B
Pennsylvania 9/8/2010

B
Hawaii 2/29/2008

B
South Carolina 11/25/2013

B
Idaho 11/21/2019

B
Tennessee 3/2/2009

B
Illinois 1/4/2008

B
Texas 1/3/2008

B
Indiana 1/21/2011

IA
Texas 2/19/2013

B
Kansas 9/16/2008

B
Utah 1/2/2008

B
Maine 7/19/2007

IA
Vermont 11/24/2004

B
Maryland 1/8/2008

B
Vermont 7/20/2007

B
Massachusetts 8/6/2007

B
Virginia 5/30/2018

B
Michigan 1/20/2009

B
Washington 1/9/2008

B
Minnesota 6/15/2023

B
Wyoming 6/25/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
606 VT RTE. 12A, NORTHFIELD, VT 05663
421 S MAIN ST, NORTHFIELD, VT 05663
Registered with this firm since 7/25/2007

IA
NORTHEAST PLANNING ASSOCIATES, INC. (CRD#:131406)
NORTHFIELD, VT
43 CONSTITUTION DRIVE, BEDFORD, NH 03110
Registered with this firm since 11/24/2004

B
LPL FINANCIAL LLC (CRD#:6413)
606 VT RTE. 12A, NORTHFIELD, VT 05663
421 S MAIN ST, NORTHFIELD, VT 05663
Registered with this firm since 7/18/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/19/2003 - 12/31/2007 MUTUAL SERVICE CORPORATION (CRD#:4806) NORTHFIELD, VT
IA
02/27/2004 - 11/19/2004 MUTUAL SERVICE CORPORATION (CRD#:4806) NORTHFIELD, VT
IA
11/03/1994 - 11/13/2003 VERAVEST INVESTMENT ADVISORS, INC. (CRD#:105796) NORTHFIELD, VT
B
10/25/1989 - 11/13/2003 VERAVEST INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.