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Tracy Baird Thacker
CRD#: 1975285
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 2810 Frederica St
Owensboro, KY 42301
Owensboro, KY 42301
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 2810 Frederica Street
Owensboro, KY 42301
Owensboro, KY 42301
0
Disclosures
35
Years of Experience
View By:
State Registrations
B
Alabama 8/27/2020
B
Missouri 5/31/2023
B
Arizona 5/24/2024
B
Montana 4/6/2021
B
California 3/20/2023
B
New Hampshire 8/27/2020
B
Florida 8/27/2020
B
New Jersey 8/27/2020
B
Georgia 8/27/2020
B
Ohio 8/27/2020
B
Illinois 10/13/2022
B
Oklahoma 8/4/2023
B
Indiana 8/27/2020
B
Oregon 9/22/2022
B
Iowa 8/27/2020
B
South Carolina 1/23/2023
B
Kentucky 8/27/2020
B
Tennessee 8/27/2020
IA
Kentucky 8/27/2020
B
Texas 8/27/2020
B
Massachusetts 8/27/2020
IA
Texas 9/18/2020
B
Michigan 8/27/2020
B
Virginia 8/27/2020
B
Minnesota 5/24/2024
B
Washington 8/27/2020
B
Mississippi 1/19/2022
SRO Registrations
B
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IA
Registered with this firm since 8/27/2020
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Registered with this firm since 8/27/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/19/2007 - 08/28/2020 | OWENSBORO, KY | |
B | 01/03/1994 - 08/28/2020 | OWENSBORO, KY | |
B | 10/25/1989 - 01/03/1994 | LOUISVILLE, KY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.