• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
John Majoros
JOHN STEPHEN MAJOROS
CRD#: 1975104
IA
Investment Adviser
CHARLES SCHWAB INVESTMENT MANAGEMENT, INCCRD#: 106753 1111 Superior Ave E
Suite 1100
Cleveland, OH 44114
Registration History
20002002200420062008201020122014201620182020202220242026IACHARLES SCHWAB INVESTMENT MANA... (CRD# 106753)2020 - Present (4 years)IAWASMER SCHROEDER (CRD# 105323)2008 - 2020 (12 years)IAWASMER, SCHROEDER & COMPANY, LLC (CRD# 118421)2006 - 2008 (2 years)IAWASMER, SCHROEDER & COMPANY, LLC (CRD# 118421)2000 - 2005 (5 years)
License(s)

State Registrations

IA
Ohio 7/2/2020

Current Registration(s)
IA
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC (CRD#:106753)
1111 Superior Ave E Suite 1100, Cleveland, OH 44114
600 5th Avenue South Suite 210, Naples, FL 34102
Registered with this firm since 7/2/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/14/2008 - 07/02/2020 WASMER SCHROEDER (CRD#:105323) CLEVELAND, OH
IA
01/10/2006 - 01/04/2008 WASMER, SCHROEDER & COMPANY, LLC (CRD#:118421) CLEVELAND, OH
IA
03/23/2000 - 12/31/2005 WASMER, SCHROEDER & COMPANY, LLC (CRD#:118421) CLEVELAND, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.