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DAVID ALAN HORVATH
DAVID ALAN HORVATH MR.
CRD#: 1975056
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 939 RANCH RD 1431
KINGSLAND, TX 78639
Registration History
199019952000200520102015202020253 FIRMS1991 - 1992 (<1 year)2 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - Present (14 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2006 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1999 - 2005 (5 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1998 - 1998 (<1 year)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)1993 - 1998 (4 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1992 - 1993 (<1 year)BCAPSTONE ASSET PLANNING COMPANY (CRD# 14970)1989 - 1990 (<1 year)
License(s)

State Registrations

B
Alabama 9/22/2020

B
Kentucky 12/18/2020

B
California 1/3/2011

B
Oregon 3/7/2014

B
Colorado 5/31/2018

B
Texas 1/3/2011

B
Georgia 1/12/2024

IA
Texas 1/3/2011

B
Illinois 1/3/2011

B
Wisconsin 11/29/2016

B
Indiana 6/7/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
939 RANCH RD 1431, KINGSLAND, TX 78639
1101 BUCHANAN DR, BURNET, TX 78611
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
939 RANCH RD 1431, KINGSLAND, TX 78639
1101 BUCHANAN DR, BURNET, TX 78611
Registered with this firm since 1/3/2011

Previous Registration(s)
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IA
12/11/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) AUSTIN, TX
B
06/23/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) AUSTIN, TX
B
07/06/2005 - 06/06/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) AUSTIN, TX
B
10/04/1999 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
01/30/1998 - 09/28/1998 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
09/17/1993 - 02/02/1998 CAPITAL BROKERAGE CORPORATION (CRD#:10465) GLEN ALLEN, VA
B
06/27/1992 - 02/08/1993 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
12/16/1991 - 07/02/1992 TRANSAMERICA FINANCIAL RESOURCES, INC. (CRD#:3600) LOS ANGELES, CA
B
09/27/1991 - 03/19/1992 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
09/27/1991 - 03/19/1992 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
B
12/15/1989 - 02/06/1990 CAPSTONE ASSET PLANNING COMPANY (CRD#:14970) HOUSTON, TX
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Disclosures
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