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VAIDYANATHAN RAMAIAH
RAM RAMAIAH
CRD#: 1974814
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 Houston, TX
Registration History
199019952000200520102015202020252 FIRMS1989 - 2008 (18 years)2 FIRMS2008 - Present (16 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1989 - 2006 (16 years)
License(s)

State Registrations

B
South Carolina 2/14/2013

IA
Texas 7/11/2008

B
Texas 7/11/2008

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Houston, TX
Registered with this firm since 7/11/2008

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Houston, TX
Registered with this firm since 7/11/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/15/1989 - 07/14/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) THE WOODLANDS, TX
B
08/22/1989 - 07/14/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) THE WOODLANDS, TX
B
08/22/1989 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.