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MICHAEL LAVERDA
MICHAEL JAMES LEVERDA JR
CRD#: 1974723
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 331 NEWMANS SPRING ROAD
BUILDING #1, 3RD FLOOR
RED BANK, NJ 07701
Registration History
19901995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - Present (22 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1993 - Present (31 years)BLEHMAN BROTHERS INC. (CRD# 7506)1989 - 1993 (3 years)
License(s)

State Registrations

B
Alabama 6/14/1999

B
Nebraska 5/1/2007

B
Alaska 5/1/2007

B
Nevada 6/14/1999

B
Arizona 6/15/1999

B
New Hampshire 6/14/1999

B
Arkansas 5/1/2007

B
New Jersey 6/16/1999

B
California 6/14/1999

IA
New Jersey 6/20/2002

B
Colorado 6/14/1999

B
New Mexico 5/1/2007

B
Connecticut 6/14/1999

B
New York 11/1/1993

B
Delaware 6/14/1999

B
North Carolina 6/14/1999

B
District of Columbia 6/18/1999

B
North Dakota 5/1/2007

B
Florida 6/15/1999

B
Ohio 6/15/1999

B
Georgia 6/14/1999

B
Oklahoma 5/1/2007

B
Hawaii 5/1/2007

B
Oregon 5/1/2007

B
Idaho 5/1/2007

B
Pennsylvania 6/14/1999

B
Illinois 6/14/1999

B
Puerto Rico 5/1/2007

B
Indiana 6/14/1999

B
Rhode Island 6/16/1999

B
Iowa 5/1/2007

B
South Carolina 6/16/1999

B
Kansas 5/1/2007

B
South Dakota 5/1/2007

B
Kentucky 6/16/1999

B
Tennessee 6/17/1999

B
Louisiana 6/21/1999

B
Texas 6/15/1999

B
Maine 6/15/1999

B
Utah 6/14/1999

B
Maryland 6/14/1999

B
Vermont 6/16/1999

B
Massachusetts 6/14/1999

B
Virgin Islands 9/16/2005

B
Michigan 6/14/1999

B
Virginia 6/15/1999

B
Minnesota 5/1/2007

B
Washington 6/14/1999

B
Mississippi 6/16/1999

B
West Virginia 6/16/1999

B
Missouri 5/1/2007

B
Wisconsin 5/1/2007

B
Montana 5/1/2007

B
Wyoming 5/1/2007

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
331 NEWMANS SPRING ROAD BUILDING #1, 3RD FLOOR, RED BANK, NJ 07701
140 Broad Street Suite 100, RED BANK, NJ 07701
Registered with this firm since 6/20/2002

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
331 NEWMANS SPRING ROAD BUILDING #1, 3RD FLOOR, RED BANK, NJ 07701
140 Broad Street Suite 100, RED BANK, NJ 07701
Registered with this firm since 8/9/1993

Previous Registration(s)
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B
08/29/1989 - 07/01/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.