KENNETH THOMAS CONNORS - Investment Adviser at TRUIST ADVISORY SERVICES, INC.

Investment Adviser Public Disclosure SEC and NASAA logo Image

Investment Adviser Search
Investment Adviser Data
Form ADV Data
Resources
Investment Advisor Representative
Report Summary

Individual
Firm

When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.

< Back to Results

Detailed ReportReport

KENNETH THOMAS CONNORS

KEN CONNORS, KENNY CONNORS

CRD#: 1974226

Investment Adviser

Broker

TRUIST ADVISORY SERVICES, INC.CRD#: 283390

101 ARCH STREET
FL 15
BOSTON, MA 02110

TRUIST INVESTMENT SERVICES, INC.CRD#: 17499

101 ARCH ST
FL 15
BOSTON, MA 02110

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Florida 9/23/2021

Massachusetts 10/6/2021

Massachusetts 8/27/2021

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

TRUIST ADVISORY SERVICES, INC. (CRD#:283390)

101 ARCH STREET FL 15, BOSTON, MA 02110

Registered with this firm since 10/6/2021

TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)

101 ARCH ST FL 15, BOSTON, MA 02110

ANDOVER, MA

Registered with this firm since 8/27/2021

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	03/29/2013 - 08/03/2021	WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)	BOSTON, MA
B	08/26/2010 - 08/03/2021	WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)	BOSTON, MA
B	08/02/2007 - 08/09/2010	CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)	BOSTON, MA

WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)

BOSTON, MA

03/29/2013 - 08/03/2021

WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)

BOSTON, MA

08/26/2010 - 08/03/2021

CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)

BOSTON, MA

08/02/2007 - 08/09/2010

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.