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Detailed Report
THOMAS PATRICK CARNEY
Thomas P Carney
CRD#: 1973294
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2180 SATELLITE BLVD
STE 100
DULUTH, GA 30097
Registration History
199019952000200520102015202020252 FIRMS2011 - Present (13 years)BWADDELL & REED, INC. (CRD# 866)1989 - 2011 (21 years)IAWADDELL & REED, INC. (CRD# 866)1992 - 2011 (18 years)
License(s)

State Registrations

B
Alabama 3/21/2023
B
New Mexico 7/6/2018
B
Arizona 4/1/2011
B
New York 3/21/2023
B
California 3/21/2023
B
North Carolina 2/17/2018
B
Connecticut 3/19/2021
B
Ohio 8/27/2014
B
Florida 8/18/2021
B
Oregon 3/11/2024
B
Georgia 4/1/2011
B
South Carolina 12/6/2018
IA
Georgia 4/6/2011
IA
South Carolina 12/6/2018
B
Louisiana 4/1/2011
B
Tennessee 4/1/2011
B
Massachusetts 3/21/2023
B
Texas 3/19/2013
B
Missouri 3/21/2023
IA
Texas 3/19/2013
B
New Jersey 5/20/2013
B
Virginia 2/22/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2180 SATELLITE BLVD STE 100, DULUTH, GA 30097
Atlanta, GA
Registered with this firm since 4/6/2011
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2180 SATELLITE BLVD STE 100, DULUTH, GA 30097
Atlanta, GA
Registered with this firm since 4/1/2011
Previous Registration(s)
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IA
 11/30/1992 - 04/12/2011 WADDELL & REED, INC. (CRD#:866) ATLANTA, GA
B
 08/01/1989 - 04/12/2011 WADDELL & REED, INC. (CRD#:866) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.