Individual Firm
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LARRY GENE HARNESS
LARRY GENE HARNESS JR
CRD#: 1973280
IA
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ADVISORY SERVICES NETWORKCRD#: 146051 677 N Washington Blvd.
Sarasota, FL 34236
Sarasota, FL 34236
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6/12/2015
Financial
Final
3/12/2014
Employment Separation After Allegations
State Registrations
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Florida 6/24/2016
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Texas 6/10/2016
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Registered with this firm since 6/10/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/25/2014 - 07/12/2016 | SARASOTA, FL | |
B | 03/18/2014 - 06/15/2016 | SARASOTA, FL | |
IA | 01/10/2011 - 03/20/2014 | SARASOTA, FL | |
B | 01/07/2011 - 03/20/2014 | SARASOTA, FL | |
IA | 06/09/2008 - 01/11/2011 | LAKEWOOD RANCH, FL | |
B | 05/08/2008 - 01/11/2011 | LAKEWOOD RANCH, FL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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