Individual Firm
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DONALD STEPHEN DELAHUNT
DON DELAHUNT
CRD#: 1972849
IA
B
MORGAN STANLEYCRD#: 149777 2400 Lakeview Parkway Suite 300
Alpharetta, GA 30009
Alpharetta, GA 30009
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5/22/2023
Customer Dispute
Denied
3/17/2008
Customer Dispute
Settled
1/2/2003
Customer Dispute
Settled
5/21/2002
Customer Dispute
Denied
4/10/2002
Customer Dispute
Denied
9/14/2000
Customer Dispute
Denied
4/26/2000
Customer Dispute
Denied
10/29/1997
Customer Dispute
Denied
State Registrations
B
Alabama 6/1/2009
B
Maryland 1/7/2021
B
Arizona 1/20/2011
B
Michigan 9/15/2022
B
California 6/1/2009
B
Minnesota 6/1/2009
B
Colorado 2/17/2016
B
Nevada 10/12/2009
B
Delaware 12/1/2017
B
New York 6/1/2009
B
Florida 6/1/2009
B
North Carolina 6/1/2009
IA
Florida 7/3/2017
B
Ohio 3/6/2013
B
Georgia 6/1/2009
B
Oklahoma 2/18/2016
IA
Georgia 6/1/2009
B
South Carolina 2/17/2016
B
Hawaii 3/15/2016
B
Tennessee 6/1/2009
B
Idaho 4/8/2020
B
Texas 6/1/2009
B
Illinois 6/26/2017
IA
Texas 6/1/2009
B
Kansas 6/16/2015
B
Utah 11/10/2010
B
Kentucky 2/16/2016
B
Virginia 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | ALPHARETTA, GA | |
B | 04/02/2007 - 06/01/2009 | ALPHARETTA, GA | |
IA | 11/14/2002 - 04/02/2007 | ALPHARETTA, GA | |
B | 04/19/2002 - 04/02/2007 | ALPHARETTA, GA | |
B | 01/02/2002 - 04/26/2002 | NEW YORK, NY | |
B | 08/31/1995 - 01/02/2002 | ATLANTA, GA | |
B | 11/22/1989 - 08/13/1995 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.