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Detailed Report
Gregg R. Sheppelman
GREGG R SHEPPELMAN, GREGG ROBERT SHEPPELMAN
CRD#: 1972087
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Investment Adviser
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Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 10 S Dearborn St, Floor 13
Chicago, IL 60603-2300
Registration History
199019952000200520102015202020252 FIRMS2006 - 2016 (10 years)2 FIRMS2017 - Present (7 years)BSCUDDER INVESTOR SERVICES, INC. (CRD# 754)2003 - 2005 (2 years)BSCUDDER DISTRIBUTORS, INC. (CRD# 37306)1995 - 2003 (8 years)BKEMPER FINANCIAL SERVICES, INC. (CRD# 798)1990 - 1995 (4 years)
License(s)

State Registrations

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Alabama 9/26/2017
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Montana 9/26/2017
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Alaska 9/26/2017
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Nebraska 9/26/2017
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Arizona 9/26/2017
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Nevada 9/26/2017
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Arkansas 9/26/2017
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New Hampshire 9/26/2017
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California 9/26/2017
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New Jersey 9/26/2017
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Colorado 9/26/2017
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New Mexico 9/26/2017
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Connecticut 9/26/2017
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New York 9/26/2017
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Delaware 9/26/2017
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North Carolina 9/26/2017
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District of Columbia 9/26/2017
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North Dakota 9/26/2017
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Florida 9/26/2017
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Ohio 9/26/2017
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Georgia 9/26/2017
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Oklahoma 9/26/2017
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Hawaii 9/26/2017
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Oregon 9/26/2017
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Idaho 9/26/2017
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Pennsylvania 9/26/2017
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Illinois 6/20/2017
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Puerto Rico 9/26/2017
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Illinois 6/20/2017
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Rhode Island 9/26/2017
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Indiana 9/26/2017
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South Carolina 9/26/2017
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Iowa 9/26/2017
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South Dakota 9/26/2017
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Kansas 9/26/2017
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Tennessee 9/26/2017
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Kentucky 9/26/2017
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Texas 9/26/2017
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Louisiana 9/26/2017
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Utah 9/26/2017
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Maine 9/26/2017
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Vermont 9/26/2017
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Maryland 9/26/2017
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Virgin Islands 9/26/2017
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Massachusetts 9/26/2017
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Virginia 9/26/2017
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Michigan 9/26/2017
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Washington 9/26/2017
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Minnesota 9/26/2017
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West Virginia 9/26/2017
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Mississippi 9/26/2017
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Wisconsin 9/26/2017
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Missouri 9/26/2017
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Wyoming 9/26/2017

SRO Registrations

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 BOX Exchange LLC
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 Cboe BYX Exchange, Inc.
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 Cboe BZX Exchange, Inc.
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 Cboe C2 Exchange, Inc.
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 Cboe EDGA Exchange, Inc.
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 Cboe EDGX Exchange, Inc.
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 Cboe Exchange, Inc.
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 FINRA
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 Investors' Exchange LLC
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 Long-Term Stock Exchange, Inc.
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 MEMX LLC
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 MIAX Emerald, LLC
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 MIAX PEARL, LLC
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 MIAX Sapphire
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 Miami International Securities Exchange, LLC
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 NYSE American LLC
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 NYSE Arca, Inc.
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 NYSE Chicago, Inc.
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 NYSE National, Inc.
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 Nasdaq BX, Inc.
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 Nasdaq GEMX, LLC
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 Nasdaq ISE, LLC
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 Nasdaq MRX, LLC
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 Nasdaq PHLX LLC
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 Nasdaq Stock Market
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 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
10 S Dearborn St, Floor 13, Chicago, IL 60603-2300
PALATINE, IL
Registered with this firm since 6/20/2017
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J.P. MORGAN SECURITIES LLC (CRD#:79)
10 S Dearborn St, Floor 13, Chicago, IL 60603-2300
PALATINE, IL
Registered with this firm since 6/20/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
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 03/07/2006 - 12/31/2016 WILLIAM BLAIR & COMPANY L.L.C. (CRD#:1252) CHICAGO, IL
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 03/06/2006 - 12/31/2016 WILLIAM BLAIR (CRD#:1252) CHICAGO, IL
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 09/05/2003 - 10/10/2005 SCUDDER INVESTOR SERVICES, INC. (CRD#:754) NEW YORK, NY
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 02/01/1995 - 09/18/2003 SCUDDER DISTRIBUTORS, INC. (CRD#:37306) CHICAGO, IL
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 12/14/1990 - 02/01/1995 KEMPER FINANCIAL SERVICES, INC. (CRD#:798)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.