Individual Firm
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WILLIAM CHARLES HAHN JR
BILL HAHN
CRD#: 1971318
IA
B
MORGAN STANLEYCRD#: 149777 340 Mount Kemble Avenue
Morristown, NJ 07960
Morristown, NJ 07960
View By:
8/27/2001
Customer Dispute
Closed-No Action
State Registrations
B
Alabama 5/15/2019
B
Montana 10/19/2011
B
Arizona 6/2/2016
B
New Hampshire 7/13/2020
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 11/20/2018
IA
New Jersey 6/1/2009
B
Connecticut 6/1/2009
B
New Mexico 6/1/2009
B
Delaware 8/9/2012
B
New York 6/1/2009
B
District of Columbia 6/1/2009
B
North Carolina 9/30/2016
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
Oregon 9/4/2018
B
Hawaii 3/14/2014
B
Pennsylvania 6/1/2009
B
Idaho 12/9/2024
B
Puerto Rico 7/9/2024
B
Illinois 6/7/2013
B
Rhode Island 6/1/2009
B
Indiana 6/1/2009
B
South Carolina 8/9/2012
B
Kansas 12/2/2022
B
Tennessee 12/2/2022
B
Kentucky 12/20/2018
B
Texas 10/9/2018
B
Louisiana 11/1/2016
IA
Texas 4/2/2020
B
Maine 6/1/2009
B
Utah 6/1/2009
B
Maryland 6/1/2009
B
Vermont 2/7/2012
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 12/2/2022
B
Washington 8/9/2012
B
Minnesota 10/1/2019
B
Wisconsin 6/1/2009
B
Missouri 6/1/2009
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/26/2008 - 06/01/2009 | FLORHAM PARK, NJ | |
B | 09/26/2008 - 06/01/2009 | FLORHAM PARK, NJ | |
IA | 02/07/1996 - 09/30/2008 | SHORT HILLS, NJ | |
B | 03/01/1990 - 09/30/2008 | SHORT HILLS, NJ | |
B | 07/24/1989 - 09/01/1989 | NEW YORK, NY |
SHORT HILLS, NJ
02/07/1996 - 09/30/2008
SHORT HILLS, NJ
03/01/1990 - 09/30/2008
NEW YORK, NY
07/24/1989 - 09/01/1989
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.