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AUDREY LYNN BROWNMILLER
AUDREY LYNN NEPPES, AUDREY LYNN TRUMP
CRD#: 1970194
IA
B
WELLS FARGO ADVISORSCRD#: 19616 616 N FEDERAL BLVD
RIVERTON, WY 82501
RIVERTON, WY 82501
0
Disclosures
35
Years of Experience
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State Registrations
B
Alaska 10/28/2024
B
North Carolina 10/1/2000
B
Arizona 1/10/2002
B
Ohio 4/7/2015
B
California 10/1/2000
B
Pennsylvania 10/1/2000
B
Connecticut 2/14/2025
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Pennsylvania 6/3/2003
B
Delaware 6/11/2021
B
South Carolina 1/14/2019
B
Florida 10/1/2000
B
South Dakota 3/10/2023
B
Maine 3/30/2023
B
Tennessee 3/5/2020
B
Maryland 4/11/2019
B
Texas 10/1/2000
B
Massachusetts 10/1/2000
B
Utah 10/30/2019
B
Minnesota 4/3/2025
B
Vermont 7/3/2024
B
Montana 7/6/2017
B
Virginia 9/6/2019
B
New Jersey 10/1/2000
B
Wyoming 1/7/2016
B
New York 10/1/2000
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Wyoming 7/3/2017
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 6/3/2003
B
Registered with this firm since 10/1/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/08/1998 - 10/01/2000 | CHARLOTTE, NC | |
B | 08/19/1996 - 09/03/1998 | ST. LOUIS, MO | |
B | 12/19/1989 - 08/19/1996 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.