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Detailed Report
DOUGLAS WILLIAM MILLER
CRD#: 1969971
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Investment Adviser
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Previous Broker
JOHNSON BRUNETTICRD#: 171168 100 GREAT MEADOW ROAD
SUITE 502
WETHERSFIELD, CT 06109
Registration History
199019952000200520102015202020252 FIRMS2009 - 2015 (5 years)IAJOHNSON BRUNETTI (CRD# 171168)2015 - Present (9 years)BSILVER OAK SECURITIES, INCORPO... (CRD# 46947)2015 - 2017 (1 year)BWESTPORT CAPITAL MARKETS, LLC (CRD# 41562)2007 - 2009 (1 year)BGREAT AMERICAN ADVISORS, INC. (CRD# 36451)2006 - 2007 (1 year)BALLIANZ LIFE FINANCIAL SERVICE... (CRD# 612)2005 - 2006 (1 year)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)1997 - 2005 (7 years)BFORTH FINANCIAL SECURITIES, CO... (CRD# 14363)1996 - 1997 (1 year)BPUTNAM MUTUAL FUNDS CORP. (CRD# 7325)1989 - 1996 (6 years)IAWESTPORT CAPITAL MARKETS, LLC (CRD# 41562)2008 - 2009 (1 year)
Disclosure(s)
View By:
10/20/2020
Customer Dispute
Settled
9/30/2020
Customer Dispute
Settled
License(s)

State Registrations

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Connecticut 7/7/2015
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Texas 1/2/2020
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Massachusetts 6/7/2018
Current Registration(s)
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JOHNSON BRUNETTI (CRD#:171168)
100 GREAT MEADOW ROAD SUITE 502, WETHERSFIELD, CT 06109
Registered with this firm since 7/7/2015
Previous Registration(s)
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 07/13/2015 - 04/20/2017 SILVER OAK SECURITIES, INCORPORATED (CRD#:46947) WETHERSFIELD, CT
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 10/05/2009 - 07/07/2015 SILVER OAK SECURITIES, INC. (CRD#:46947) WETHERSFIELD, CT
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 10/01/2009 - 07/07/2015 SILVER OAK SECURITIES, INCORPORATED (CRD#:46947) WETHERSFIELD, CT
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 01/07/2008 - 10/05/2009 WESTPORT CAPITAL MARKETS, LLC (CRD#:41562) NORTH HAVEN, CT
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 11/01/2007 - 10/05/2009 WESTPORT CAPITAL MARKETS, LLC (CRD#:41562) NORTH HAVEN, CT
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 10/13/2006 - 11/02/2007 GREAT AMERICAN ADVISORS, INC. (CRD#:36451) NORTH HAVEN, CT
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 04/21/2005 - 09/12/2006 ALLIANZ LIFE FINANCIAL SERVICES, LLC (CRD#:612) GOLDEN VALLEY, MN
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 12/01/1997 - 01/21/2005 CAPITAL BROKERAGE CORPORATION (CRD#:10465) GLEN ALLEN, VA
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 09/13/1996 - 12/01/1997 FORTH FINANCIAL SECURITIES, CORPORATION (CRD#:14363) RICHMOND, VA
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 09/01/1989 - 05/20/1996 PUTNAM MUTUAL FUNDS CORP. (CRD#:7325) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.