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Detailed Report
ALBERT CHARLES ANGELOS
ALBERT ANGELOS
CRD#: 1969748
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 46 Villa Drive
Ambler, PA 19002
LPL FINANCIAL LLCCRD#: 6413 AMBLER, PA
Registration History
19952000200520102015202020252 FIRMS2007 - 2016 (8 years)2 FIRMS2016 - Present (8 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2007 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 2003 (10 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2006 - 2007 (<1 year)
License(s)

State Registrations

B
California 4/1/2016
B
New Jersey 4/1/2016
B
Delaware 4/1/2016
B
Ohio 4/1/2016
B
Illinois 4/1/2016
B
Pennsylvania 4/1/2016
B
Louisiana 4/1/2016
IA
Pennsylvania 4/1/2016
IA
Louisiana 4/19/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
46 Villa Drive, Ambler, PA 19002
Registered with this firm since 4/1/2016
B
LPL FINANCIAL LLC (CRD#:6413)
AMBLER, PA
Registered with this firm since 4/1/2016
Previous Registration(s)
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IA
 06/15/2007 - 04/29/2016 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) RADNOR, PA
B
 06/15/2007 - 04/29/2016 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) RADNOR, PA
IA
 09/06/2006 - 06/19/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) RADNOR, PA
B
 07/01/2003 - 06/19/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) RADNOR, PA
B
 05/04/1993 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.