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MARY P PERRONE
MARY P SPRAGUE, MARY PATRICIA SPRAGUE
CRD#: 1968933
IA
B
MORGAN STANLEYCRD#: 149777 1030 Broad Street 3Rd Floor
Shrewsbury, NJ 07702
Shrewsbury, NJ 07702
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
Arizona 12/22/2010
B
New Jersey 9/15/2009
B
California 7/29/2009
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New Jersey 9/30/2009
B
Colorado 11/10/2010
B
New Mexico 6/15/2015
B
Connecticut 7/29/2009
B
New York 9/17/2009
B
Delaware 3/6/2012
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New York 3/15/2022
B
District of Columbia 1/26/2022
B
North Carolina 3/6/2012
B
Florida 9/29/2009
B
Ohio 11/10/2010
B
Georgia 11/12/2010
B
Oklahoma 11/13/2013
B
Idaho 9/26/2024
B
Pennsylvania 7/30/2009
B
Illinois 11/9/2010
B
Rhode Island 9/8/2020
B
Louisiana 11/18/2010
B
South Carolina 11/10/2010
B
Maine 5/29/2019
B
South Dakota 9/18/2009
B
Maryland 7/30/2009
B
Tennessee 10/15/2024
B
Massachusetts 11/16/2010
B
Texas 11/4/2009
B
Michigan 7/21/2020
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Texas 5/5/2020
B
Minnesota 3/6/2015
B
Utah 11/10/2010
B
Montana 8/20/2021
B
Virginia 9/4/2009
B
Nevada 11/12/2010
B
Washington 7/29/2009
B
New Hampshire 8/15/2018
B
Wisconsin 8/18/2011
SRO Registrations
B
B
B
B
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Registered with this firm since 9/30/2009
B
Registered with this firm since 7/28/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/11/2005 - 07/28/2009 | NEW BRUNSWICK, NJ | |
B | 08/15/1991 - 12/17/2004 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.