Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MATTHEW THOMAS KLINE
CRD#: 1968700
IA
Investment Adviser
KLINE CAPITAL MANAGEMENT LLCCRD#: 136825 540 W. FRONTAGE ROAD SUITE 3315
NORTHFIELD, IL 60093
Registration History
20122014201620182020202220242026IAKLINE CAPITAL MANAGEMENT LLC (CRD# 136825)2011 - Present (14 years)
License(s)

State Registrations

IA
Illinois 2/16/2011
Current Registration(s)
IA
KLINE CAPITAL MANAGEMENT LLC (CRD#:136825)
540 W. FRONTAGE ROAD SUITE 3315, NORTHFIELD, IL 60093
Registered with this firm since 2/16/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.