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DAVID ALLEN PROSSER
CRD#: 1968631
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 W LINCOLN HWY
EXTON, PA 19341
Registration History
19901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2002 - Present (22 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1998 - 2000 (2 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1996 - 1998 (1 year)BINDEPENDENT FINANCIAL SECURITI... (CRD# 19924)1993 - 1996 (3 years)BL.C. WEGARD & CO., INC. (CRD# 3722)1991 - 1992 (<1 year)BHIBBARD BROWN & CO., INC. (CRD# 18246)1989 - 1991 (2 years)
License(s)

State Registrations

B
Alabama 1/21/2022

B
North Carolina 10/1/2000

B
California 10/1/2000

B
Ohio 4/22/2005

B
Colorado 8/24/2004

B
Oregon 10/1/2000

B
Delaware 10/1/2000

B
Pennsylvania 10/1/2000

B
Florida 10/1/2000

IA
Pennsylvania 4/30/2002

B
Georgia 10/1/2000

B
South Carolina 9/19/2019

B
Indiana 2/9/2016

B
Texas 10/1/2000

B
Maryland 10/1/2000

B
Vermont 1/4/2016

B
New Jersey 10/1/2000

B
Virginia 10/20/2000

B
New York 9/27/2002

B
Washington 8/20/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 W LINCOLN HWY, EXTON, PA 19341
Registered with this firm since 4/30/2002

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 W LINCOLN HWY, EXTON, PA 19341
Registered with this firm since 10/1/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/01/1998 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
07/01/1996 - 05/01/1998 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
04/03/1993 - 07/01/1996 INDEPENDENT FINANCIAL SECURITIES, INC. (CRD#:19924)
B
11/08/1991 - 08/14/1992 L.C. WEGARD & CO., INC. (CRD#:3722) NEW YORK, NY
B
08/22/1989 - 11/07/1991 HIBBARD BROWN & CO., INC. (CRD#:18246)
FINRA expelled the firm on 02/22/1996
NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.