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David Taylor Hill
CRD#: 1967778
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 FARMINGTON,, MI
CETERA ADVISORS LLCCRD#: 10299 FARMINGTON, MI
Registration History
199019952000200520102015202020252 FIRMS1990 - 1990 (<1 year)3 FIRMS2003 - 2003 (<1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - 2023 (1 year)3 FIRMS2023 - Present (1 year)BFINANCIAL TELESIS INC (CRD# 31012)2011 - 2011 (<1 year)BSIGNATOR INVESTORS, INC. (CRD# 468)2010 - 2010 (<1 year)BWATERSTONE FINANCIAL GROUP, INC. (CRD# 10078)2007 - 2007 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2003 - 2005 (1 year)BTRANSAMERICA SECURITIES SALES ... (CRD# 17970)2000 - 2003 (2 years)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)1999 - 2000 (<1 year)BASCEND FINANCIAL SERVICES, INC. (CRD# 15296)1998 - 1999 (1 year)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)1996 - 1996 (<1 year)BB C FINANCIAL CORPORATION (CRD# 13460)1989 - 1989 (<1 year)IAAXA ADVISORS, LLC (CRD# 6627)2004 - 2005 (<1 year)
Disclosure(s)
View By:
5/18/2023
Customer Dispute
Denied
License(s)

State Registrations

IA
Michigan 12/11/2023

B
Michigan 12/21/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CETERA ADVISORS LLC (CRD#:10299)
FARMINGTON, MI
Registered with this firm since 12/19/2023

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CETERA ADVISOR NETWORKS LLC (CRD#:13572)
FARMINGTON, MI
Registered with this firm since 12/19/2023

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
FARMINGTON,, MI
Registered with this firm since 12/11/2023

Previous Registration(s)
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IA
02/03/2022 - 06/22/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Southfield, MI
B
02/03/2022 - 06/22/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Southfield, MI
IA
06/23/2021 - 01/28/2022 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) SOUTHFIELD, MI
B
03/17/2021 - 01/28/2022 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) SOUTHFIELD, MI
B
01/03/2011 - 05/12/2011 FINANCIAL TELESIS INC (CRD#:31012) SOUTHGATE, MI
B
03/25/2010 - 12/22/2010 SIGNATOR INVESTORS, INC. (CRD#:468) SOUTHFIELD, MI
B
06/09/2009 - 11/23/2009 FSC SECURITIES CORPORATION (CRD#:7461) BLOOMFIELD HILLS, MI
B
05/04/2009 - 05/07/2009 INVEST FINANCIAL CORPORATION (CRD#:12984) BRIGHTON, MI
B
01/19/2007 - 12/31/2007 WATERSTONE FINANCIAL GROUP, INC. (CRD#:10078) BOSTON, MA
IA
03/25/2004 - 02/03/2005 AXA ADVISORS, LLC (CRD#:6627) BINGHAM FARMS, MI
B
12/10/2003 - 02/03/2005 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
09/11/2003 - 11/24/2003 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
03/14/2003 - 09/17/2003 FIFTH THIRD SECURITIES, INC. (CRD#:628) CINCINNATI, OH
B
02/01/2003 - 03/13/2003 DIVERSIFIED INVESTORS SECURITIES CORP. (CRD#:32205) HARRISON, NY
B
10/18/2000 - 02/01/2003 TRANSAMERICA SECURITIES SALES CORPORATION (CRD#:17970) LOS ANGELES, CA
B
10/19/1999 - 07/12/2000 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) OMAHA, NE
B
01/01/1998 - 07/30/1999 ASCEND FINANCIAL SERVICES, INC. (CRD#:15296) ST. PAUL, MN
B
02/12/1996 - 09/20/1996 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) HARTFORD, CT
B
10/23/1990 - 12/06/1990 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
07/02/1990 - 10/15/1990 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
07/18/1989 - 08/12/1989 B C FINANCIAL CORPORATION (CRD#:13460)
FINRA expelled the firm on 03/16/1992
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.