Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ROBERT ALAN DEMASI
CRD#: 1967640
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3400 NW 13TH ST.
GAINESVILLE, FL 32609
Registration History
199019952000200520102015202020252 FIRMS2009 - 2023 (14 years)2 FIRMS2023 - Present (1 year)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1990 - 2009 (18 years)BEMPIRE NATIONAL SECURITIES, IN... (CRD# 7361)1989 - 1990 (1 year)IAADVANTAGE CAPITAL CORPORATION (CRD# 146)1992 - 2009 (17 years)
License(s)

State Registrations

B
California 11/3/2023
B
Missouri 11/3/2023
B
Colorado 11/3/2023
B
Montana 11/3/2023
B
Florida 11/3/2023
B
New Jersey 11/3/2023
IA
Florida 11/3/2023
B
New York 11/3/2023
B
Georgia 11/3/2023
B
North Carolina 11/3/2023
B
Iowa 11/3/2023
B
Ohio 11/3/2023
B
Louisiana 11/3/2023
B
Virginia 11/3/2023
B
Massachusetts 11/3/2023
B
Washington 11/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3400 NW 13TH ST., GAINESVILLE, FL 32609
Registered with this firm since 11/3/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
3400 NW 13TH ST., GAINESVILLE, FL 32609
Registered with this firm since 11/3/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/27/2009 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) GAINESVILLE, FL
B
 02/27/2009 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) GAINESVILLE, FL
IA
 02/21/1992 - 02/27/2009 ADVANTAGE CAPITAL CORPORATION (CRD#:146) GAINESVILLE, FL
B
 11/02/1990 - 02/27/2009 ADVANTAGE CAPITAL CORPORATION (CRD#:146) GAINESVILLE, FL
B
 08/17/1989 - 12/03/1990 EMPIRE NATIONAL SECURITIES, INCORPORATED (CRD#:7361)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.