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Detailed Report
MARTIN JON KOVACH
CRD#: 1965807
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4905 W TILGHMAN ST STE 350
[DA-RBO]
ALLENTOWN, PA 18104
Registration History
199019952000200520102015202020252 FIRMS2004 - Present (20 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2000 - 2004 (3 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1998 - 2000 (2 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1996 - 1998 (1 year)BINDEPENDENT FINANCIAL SECURITI... (CRD# 19924)1993 - 1996 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1991 - 1993 (1 year)BHIBBARD BROWN & CO., INC. (CRD# 18246)1989 - 1991 (1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2004 (1 year)
Disclosure(s)
View By:
12/8/2004
Customer Dispute
Settled
5/22/1992
Criminal
Final Disposition
4/1/1988
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 10/12/2023
B
New York 2/23/2024
B
California 11/7/2024
B
North Carolina 7/23/2014
B
Florida 6/7/2004
IA
Pennsylvania 6/4/2004
B
Illinois 11/15/2024
B
Pennsylvania 6/7/2004
B
Maine 1/24/2023
B
Texas 11/1/2024
B
Michigan 3/25/2024
IA
Texas 11/1/2024
B
Missouri 12/20/2021
B
Virginia 6/7/2004
B
New Jersey 6/7/2004
B
Washington 9/16/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4905 W TILGHMAN ST STE 350 [DA-RBO], ALLENTOWN, PA 18104
Registered with this firm since 6/4/2004
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4905 W TILGHMAN ST STE 350 [DA-RBO], ALLENTOWN, PA 18104
Registered with this firm since 6/7/2004
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/26/2003 - 06/03/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) PENNSBURG, PA
B
 10/01/2000 - 06/03/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 05/01/1998 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
 07/03/1996 - 05/01/1998 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
 02/25/1993 - 07/02/1996 INDEPENDENT FINANCIAL SECURITIES, INC. (CRD#:19924)
B
 08/06/1991 - 01/07/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 07/18/1989 - 03/25/1991 HIBBARD BROWN & CO., INC. (CRD#:18246)
FINRA expelled the firm on 02/22/1996
NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.