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MICHAEL DAVID BERK
MICHAEL D BERK
CRD#: 1965168
IA
B
OSAIC WEALTH, INC.CRD#: 23131 575 BROADHOLLOW ROAD
MELVILLE, NY 11747
MELVILLE, NY 11747
0
Disclosures
35
Years of Experience
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State Registrations
B
California 7/8/2021
B
North Carolina 11/2/2018
B
Connecticut 11/2/2018
B
Ohio 4/29/2019
B
Florida 11/2/2018
B
Pennsylvania 11/2/2018
B
New Jersey 11/2/2018
B
Texas 3/7/2019
B
New York 11/2/2018
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Texas 3/7/2019
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New York 4/26/2021
SRO Registrations
B
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Registered with this firm since 3/7/2019
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Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/21/1989 - 11/02/2018 | MELVILLE, NY | |
IA | 09/09/2005 - 12/31/2017 | MELVILLE, NY | |
B | 09/21/1989 - 05/01/1997 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.