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JOE ARNOLD WALKER JR
CRD#: 1963477
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2800 POST OAK BLVD
HOUSTON, TX 77056
Registration History
19901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - Present (30 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - Present (34 years)BNORTH AMERICAN INSTITUTIONAL B... (CRD# 20574)1989 - 1990 (1 year)
License(s)

State Registrations

B
California 7/12/2023

B
New Jersey 6/16/2023

B
Colorado 6/16/2023

B
New York 7/12/2023

B
Delaware 7/12/2023

B
North Carolina 7/12/2023

B
Florida 11/3/1994

B
Ohio 7/12/2023

B
Georgia 7/12/2023

B
Pennsylvania 7/12/2023

B
Hawaii 7/12/2023

B
South Dakota 10/5/2020

B
Illinois 12/6/2017

B
Texas 10/25/1994

B
Maryland 7/12/2023

IA
Texas 10/25/1994

B
Massachusetts 7/12/2023

B
Virginia 7/12/2023

B
Nevada 4/12/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
Registered with this firm since 10/25/1994

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
Registered with this firm since 10/31/1990

Previous Registration(s)
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B
08/22/1989 - 10/04/1990 NORTH AMERICAN INSTITUTIONAL BROKERS (CRD#:20574) FT. LAUDERDALE, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.