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JOSEPH HOUSTON CATER
JOE CATER
CRD#: 1962910
IA
B
FROST INVESTMENT SERVICESCRD#: 286129 11839 CULEBRA ROAD
SAN ANTONIO, TX 78254
SAN ANTONIO, TX 78254
FROST BROKERAGE SERVICES, INC.CRD#: 17465 11839 CULEBRA RD
SAN ANTONIO, TX 78253
SAN ANTONIO, TX 78253
0
Disclosures
32
Years of Experience
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State Registrations
B
Texas 7/2/2024
IA
Texas 7/2/2024
SRO Registrations
B
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IA
Registered with this firm since 7/2/2024
B
Registered with this firm since 7/2/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/22/2022 - 06/18/2024 | SAN ANTONIO, TX | |
B | 09/21/2022 - 06/18/2024 | San Antonio, TX | |
IA | 06/16/2022 - 09/12/2022 | San Antonio, TX | |
IA | 02/22/2022 - 09/12/2022 | San Antonio, TX | |
IA | 02/22/2022 - 09/12/2022 | SAN ANTONIO, TX | |
B | 06/16/2022 - 09/12/2022 | San Antonio, TX | |
B | 02/22/2022 - 09/12/2022 | SAN ANTONIO, TX | |
IA | 03/09/2020 - 01/03/2022 | San Antonio, TX | |
B | 03/09/2020 - 01/03/2022 | San Antonio, TX | |
IA | 11/19/2015 - 03/12/2020 | SAN ANTONIO, TX | |
B | 11/11/2015 - 03/12/2020 | SAN ANTONIO, TX | |
IA | 01/21/2014 - 11/10/2015 | SAN ANTONIO, TX | |
B | 08/16/2005 - 11/10/2015 | SAN ANTONIO, TX | |
IA | 08/16/2005 - 01/21/2014 | SAN ANTONIO, TX | |
IA | 02/06/2004 - 10/21/2005 | SAN ANTONIO, TX | |
B | 11/21/2002 - 08/17/2005 | HOUSTON, TX | |
IA | 10/02/2000 - 10/22/2002 | SAN ANTONIO, TX | |
B | 10/02/2000 - 10/22/2002 | BOSTON, MA | |
B | 08/04/1997 - 09/14/2000 | LONG ISLAND CITY, NY | |
B | 08/13/1991 - 08/08/1996 | PURCHASE, NY | |
B | 07/18/1989 - 03/29/1990 |
SAN ANTONIO, TX
11/19/2015 - 03/12/2020
SAN ANTONIO, TX
02/06/2004 - 10/21/2005
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.