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JAMES ROY KENNEDY
JIM KENNEDY
CRD#: 1961588
IA
Investment Adviser
B
Broker
SMART MONEY GROUP, LLCCRD#: 284187 106 SOUTH SEAMAN
EASTLAND, TX 76448
CALTON & ASSOCIATES, INC.CRD#: 20999 106 S SEAMAN ST.
Eastland, TX 76448
Registration History
199019952000200520102015202020252 FIRMS1989 - 1995 (5 years)2 FIRMS2016 - Present (8 years)BVSR FINANCIAL SERVICES, INC. (CRD# 14503)1997 - 2016 (19 years)BDOMINION CAPITAL CORPORATION (CRD# 18837)1995 - 1997 (1 year)BMONY SECURITIES CORP. (CRD# 4386)1995 - 1995 (<1 year)IAVSR ADVISORY SERVICES (CRD# 14503)2003 - 2016 (13 years)IATHE MASTERS, INC. (CRD# 108432)1997 - 2003 (6 years)
License(s)

State Registrations

B
Arizona 7/29/2016

B
New Mexico 7/29/2016

B
California 7/29/2016

B
Ohio 7/29/2016

B
Colorado 7/29/2016

B
Oklahoma 8/1/2016

B
Florida 7/29/2016

B
Puerto Rico 11/2/2022

B
Massachusetts 11/2/2022

B
South Dakota 8/11/2016

B
Michigan 7/29/2016

B
Texas 7/29/2016

B
Montana 2/15/2017

IA
Texas 8/4/2016

B
Nebraska 8/11/2016

B
Utah 7/29/2016

B
Nevada 8/18/2016

B
Wisconsin 8/31/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SMART MONEY GROUP, LLC (CRD#:284187)
106 SOUTH SEAMAN, EASTLAND, TX 76448
Registered with this firm since 8/4/2016

B
CALTON & ASSOCIATES, INC. (CRD#:20999)
106 S SEAMAN ST., Eastland, TX 76448
Registered with this firm since 7/29/2016

Previous Registration(s)
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IA
02/07/2003 - 07/29/2016 VSR ADVISORY SERVICES (CRD#:14503) EASTLAND, TX
B
01/02/1997 - 07/29/2016 VSR FINANCIAL SERVICES, INC. (CRD#:14503) EASTLAND, TX
IA
02/24/1997 - 02/07/2003 THE MASTERS, INC. (CRD#:108432) EASTLAND, TX
B
04/12/1995 - 01/06/1997 DOMINION CAPITAL CORPORATION (CRD#:18837) DALLAS, TX
B
03/17/1995 - 04/11/1995 MONY SECURITIES CORP. (CRD#:4386) NEW YORK, NY
B
09/29/1989 - 03/10/1995 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
09/29/1989 - 03/10/1995 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.