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Detailed Report
LESIA LYNN MARINO-BROLINSON
LESIA MARINO BROLINSON, LESIA L HAHLER, LESIA L MARINO, LESIA LYNN MARINO, LESIA MARINO
CRD#: 1960538
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 130 HARBOUR PL DR STE 200
DAVIDSON, NC 28036
Registration History
199019952000200520102015202020252 FIRMS2001 - 2010 (8 years)2 FIRMS2010 - 2020 (10 years)2 FIRMS2020 - Present (4 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2001 (3 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1997 (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1989 - 1993 (4 years)
License(s)

State Registrations

B
Alabama 8/11/2020
B
Missouri 8/11/2020
B
Arizona 7/30/2021
B
New Hampshire 12/13/2024
B
Arkansas 8/14/2024
B
New Jersey 1/12/2021
B
California 8/11/2020
B
New York 8/11/2020
B
Colorado 8/11/2020
B
North Carolina 8/11/2020
B
Connecticut 8/11/2020
IA
North Carolina 8/11/2020
B
District of Columbia 8/11/2020
B
Ohio 8/11/2020
B
Florida 8/11/2020
B
Pennsylvania 1/12/2021
B
Georgia 10/7/2024
B
South Carolina 8/11/2020
B
Illinois 8/11/2020
B
South Dakota 8/11/2020
B
Indiana 12/13/2024
B
Tennessee 3/25/2025
B
Louisiana 2/13/2023
B
Texas 8/11/2020
B
Maine 1/22/2025
IA
Texas 8/11/2020
B
Maryland 8/2/2021
B
Utah 8/11/2020
B
Massachusetts 12/13/2024
B
Virginia 8/11/2020
B
Michigan 8/11/2020
B
West Virginia 8/11/2020

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
130 HARBOUR PL DR STE 200, DAVIDSON, NC 28036
Catawba, NC
Registered with this firm since 8/11/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
130 HARBOUR PL DR STE 200, DAVIDSON, NC 28036
Catawba, NC
Registered with this firm since 8/11/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/09/2010 - 08/12/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TOLEDO, OH
B
 04/09/2010 - 08/12/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TOLEDO, OH
IA
 09/19/2001 - 04/12/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) BLACKSBURG, VA
B
 06/29/2001 - 04/12/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) BLACKSBURG, VA
B
 10/16/1997 - 07/05/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 09/10/1993 - 10/22/1997 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 06/20/1989 - 09/21/1993 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.