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SCOTT WILLIAM RINGLAND
CRD#: 1960167
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 417 WINCHESTER ST
KEENE, NH 03431
KEENE, NH 03431
0
Disclosures
33
Years of Experience
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State Registrations
B
Arizona 11/5/2024
B
Minnesota 3/16/1999
B
Connecticut 6/23/2006
B
New Hampshire 7/28/1994
B
Florida 1/9/2001
IA
New Hampshire 5/2/2002
B
Illinois 4/21/1999
B
Vermont 1/13/1995
B
Massachusetts 5/12/2003
SRO Registrations
B
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IA
Registered with this firm since 5/2/2002
B
Registered with this firm since 7/28/1994
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/27/1998 - 04/30/2002 | KEENE, NH | |
B | 10/15/1993 - 08/19/1994 | WINDSOR, CT | |
B | 05/20/1991 - 10/15/1993 | HARTFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.