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ROBERT HARVEY EVANS
BOB EVANS
CRD#: 1959994
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 13355 NOEL RD
DALLAS, TX 75240
Registration History
199019952000200520102015202020252 FIRMS1993 - 2008 (15 years)2 FIRMS2008 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1993 - 1993 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1989 - 1993 (3 years)
License(s)

State Registrations

B
Massachusetts 8/28/2024

B
Texas 8/28/2024

B
New Hampshire 8/28/2024

IA
Texas 8/28/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
Registered with this firm since 8/28/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
Registered with this firm since 8/28/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/24/2008 - 03/04/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
10/24/2008 - 03/04/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
IA
07/31/1993 - 11/06/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
07/31/1993 - 11/06/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
04/15/1993 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
08/29/1989 - 03/29/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.