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STEPHEN JUDE KEARNEY
CRD#: 1957791
IA
B
LPL FINANCIAL LLCCRD#: 6413 QUEEN ANNE'S PLAZA
NORWELL, MA 02061
NORWELL, MA 02061
0
Disclosures
32
Years of Experience
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State Registrations
B
Alabama 6/23/2016
B
New Mexico 6/23/2016
B
Arizona 6/23/2016
B
New York 9/10/2024
B
California 6/23/2016
B
North Carolina 5/18/2011
B
Colorado 6/23/2016
B
Pennsylvania 11/26/2014
B
Connecticut 6/23/2016
B
Puerto Rico 6/23/2016
B
Florida 8/28/2006
B
Rhode Island 1/28/2009
B
Georgia 6/23/2016
B
South Carolina 10/16/2024
B
Indiana 6/23/2016
B
Texas 6/23/2016
B
Kentucky 6/23/2016
IA
Texas 8/11/2017
B
Louisiana 6/23/2016
B
Vermont 4/12/2023
B
Maine 10/2/2006
B
Virginia 6/23/2016
B
Massachusetts 6/13/2006
B
Washington 1/22/2024
IA
Massachusetts 7/3/2008
B
Wisconsin 2/21/2023
B
New Hampshire 1/5/2010
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 7/3/2008
B
Registered with this firm since 6/13/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/03/2003 - 04/25/2006 | QUINCY, MA | |
B | 01/03/2001 - 08/26/2003 | FORT MILL, SC | |
B | 09/15/1999 - 12/31/2000 | APPLETON, WI | |
B | 09/22/1997 - 02/19/1998 | NEW YORK, NY | |
B | 06/26/1989 - 02/13/1996 | NEWARK, NJ | |
B | 06/26/1989 - 12/10/1993 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.