Individual Firm
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OSCAR ENRIQUE HURTADO
CHELE HURTADO, ENRIQUE ENRIQUE HURTADO, ENRIQUE HURTADO
CRD#: 1956674
IA
B
MORGAN STANLEYCRD#: 149777 400 Convention Street
Suite 400
Baton Rouge, LA 70802
Suite 400
Baton Rouge, LA 70802
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7/29/2011
Customer Dispute
Denied
7/29/2011
Customer Dispute
Denied
State Registrations
B
Alabama 7/14/2015
B
Montana 5/2/2018
B
California 3/31/2010
B
Nevada 8/23/2021
B
Colorado 4/11/2024
B
New Hampshire 8/22/2013
B
Delaware 3/31/2010
B
New Jersey 7/13/2022
B
Florida 9/14/2010
B
New Mexico 12/8/2016
B
Georgia 3/31/2010
B
New York 6/2/2016
B
Hawaii 7/28/2011
B
North Carolina 2/8/2019
B
Indiana 5/23/2024
B
Ohio 3/31/2010
B
Louisiana 3/31/2010
B
Pennsylvania 4/21/2011
IA
Louisiana 11/5/2010
B
Tennessee 4/9/2021
B
Maryland 4/4/2019
B
Texas 3/31/2010
B
Massachusetts 3/31/2010
IA
Texas 4/23/2020
B
Michigan 6/4/2014
B
Virginia 3/31/2010
B
Mississippi 8/29/2014
B
Washington 3/11/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/5/2010
B
Registered with this firm since 3/31/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/15/2010 - 04/16/2010 | BATON ROUGE, LA | |
IA | 01/30/1996 - 04/05/2010 | BATON ROUGE, LA | |
B | 10/18/1994 - 04/05/2010 | BATON ROUGE, LA | |
B | 09/03/1991 - 09/28/1994 | ATLANTA, GA | |
B | 10/19/1989 - 09/13/1991 | CINCINNATI, OH | |
B | 07/20/1989 - 09/23/1989 | CINCINNATI, OH |
BATON ROUGE, LA
01/30/1996 - 04/05/2010
BATON ROUGE, LA
10/18/1994 - 04/05/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.