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KYLE J HALLMAN
Kyle Jay Hallman
CRD#: 1954681
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2501 20th Pl S Ste 400
BIRMINGHAM, AL 35223
BIRMINGHAM, AL 35223
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Alabama 5/19/2021
B
North Carolina 8/5/2024
IA
Alabama 5/19/2021
IA
North Carolina 8/6/2024
B
Arizona 5/19/2021
IA
South Carolina 2/15/2022
B
Arkansas 1/15/2025
B
South Carolina 4/25/2024
B
Florida 12/20/2022
B
Texas 5/19/2021
IA
Georgia 2/21/2022
IA
Texas 5/19/2021
B
Georgia 1/3/2023
B
Utah 1/15/2025
B
Massachusetts 1/15/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 5/19/2021
B
Registered with this firm since 5/19/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/25/2014 - 05/21/2021 | BIRMINGHAM, AL | |
B | 11/25/2014 - 05/21/2021 | ST. CLOUD, MN | |
IA | 03/12/2012 - 11/25/2014 | BIRMINGHAM, AL | |
B | 03/12/2012 - 11/25/2014 | BIRMINGHAM, AL | |
IA | 01/02/2009 - 03/15/2012 | SAINT PETERSBURG, FL | |
B | 09/26/2008 - 03/15/2012 | ST PETERSBURG, FL | |
IA | 10/02/2008 - 01/02/2009 | ST PETERSBURG, FL | |
IA | 08/25/2000 - 09/10/2008 | BIRMINGHAM, AL | |
B | 07/17/2000 - 09/10/2008 | BIRMINGHAM, AL | |
B | 08/03/1995 - 07/18/2000 | BALTIMORE, MD | |
B | 12/02/1992 - 04/14/1993 | BIRMINGHAM, AL | |
B | 02/20/1990 - 12/12/1990 | BIRMINGHAM, AL | |
B | 05/23/1989 - 10/18/1989 | NEW YORK, NY |
SAINT PETERSBURG, FL
01/02/2009 - 03/15/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.