Individual Firm
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RONALD JOSEPH MARCIANO JR
RONALD JOSEPH (JR) MARCIANO
CRD#: 1953770
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1325 FRANKLIN AVE
GARDEN CITY, NY 11530
GARDEN CITY, NY 11530
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8/25/1993
Customer Dispute
Settled
State Registrations
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Arizona 1/16/2013
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New Mexico 7/11/2022
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California 7/16/2021
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New York 1/16/2013
B
Colorado 12/19/2017
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New York 4/19/2021
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Connecticut 1/16/2013
B
North Carolina 1/12/2015
B
Delaware 6/14/2023
B
Oklahoma 9/8/2017
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District of Columbia 9/19/2023
B
Pennsylvania 1/16/2013
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Florida 1/16/2013
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South Carolina 1/16/2013
B
Maryland 1/16/2013
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Texas 3/1/2013
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Massachusetts 1/16/2013
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Texas 11/14/2020
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New Hampshire 10/15/2013
B
Virgin Islands 1/16/2013
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New Jersey 1/16/2013
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Virginia 6/8/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 3/1/2013
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Registered with this firm since 1/16/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/01/2009 - 02/08/2013 | JERICHO, NY | |
B | 08/07/2000 - 06/01/2009 | JERICHO, NY | |
B | 07/21/1994 - 09/08/2000 | WEEHAWKEN, NJ | |
B | 05/13/1992 - 07/12/1994 | NEW YORK, NY | |
B | 11/04/1991 - 06/01/1992 | NEW YORK, NY | |
B | 09/24/1991 - 10/22/1991 | NEW YORK, NY | |
B | 09/26/1989 - 10/16/1991 | NEW YORK, NY | |
B | 05/26/1989 - 09/19/1989 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.