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Detailed Report
Eugene Yin Wang
Eugene Y. Wang, Eugene Wang, Yin Pai Wang, Yinpai Wang
CRD#: 1952772
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 70 S. Lake Ave.
Ste. 700
Pasadena, CA 91101
Registration History
199019952000200520102015202020252 FIRMS1989 - 1992 (3 years)2 FIRMS2016 - Present (8 years)BOPPENHEIMER & CO. INC. (CRD# 249)2003 - 2016 (13 years)BCIBC WORLD MARKETS CORP. (CRD# 630)2001 - 2003 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2001 (4 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 1997 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 1994 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 1994 (1 year)IAOPPENHEIMER & CO. INC. (CRD# 249)2005 - 2016 (10 years)
License(s)

State Registrations

B
California 6/24/2016
B
Texas 6/24/2016
IA
California 6/27/2016
B
Washington 6/24/2016

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 6/27/2016
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 6/24/2016
Previous Registration(s)
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IA
 09/23/2005 - 07/05/2016 OPPENHEIMER & CO. INC. (CRD#:249) LOS ANGELES, CA
B
 01/03/2003 - 07/05/2016 OPPENHEIMER & CO. INC. (CRD#:249) LOS ANGELES, CA
B
 04/06/2001 - 01/03/2003 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
 01/10/1997 - 04/10/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 10/19/1994 - 01/10/1997 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 04/14/1994 - 07/13/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 08/24/1992 - 02/10/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 05/23/1989 - 05/06/1992 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
 05/23/1989 - 05/06/1992 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.