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Detailed Report
WENDY JO DIETMEIER
WENDY SCHULZ
CRD#: 1950908
IA
Investment Adviser
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Previous Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 1013 W. Loras Dr.
Suite A
Freeport, IL 61032
Registration History
199019952000200520102015202020252 FIRMS2010 - 2016 (6 years)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2017 - Present (7 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2017 - 2024 (7 years)BGNA SECURITIES, INC. (CRD# 10465)1989 - 1991 (2 years)
License(s)

State Registrations

IA
Illinois 7/11/2017
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
1013 W. Loras Dr. Suite A, Freeport, IL 61032
Registered with this firm since 7/11/2017
Previous Registration(s)
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 07/11/2017 - 12/31/2024 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) Rockford, IL
IA
 08/04/2010 - 11/07/2016 FIFTH THIRD SECURITIES, INC. (CRD#:628) FREEPORT, IL
B
 07/01/2010 - 11/07/2016 FIFTH THIRD SECURITIES, INC. (CRD#:628) FREEPORT, IL
B
 05/16/1989 - 12/24/1991 GNA SECURITIES, INC. (CRD#:10465)
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.