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Detailed Report
JOHN R CAMPBELL
JOHN RONALD CAMPBELL
CRD#: 1950448
IA
Investment Adviser
B
Broker
ADVISORY SERVICES NETWORKCRD#: 146051 677 N Washington Blvd.
Sarasota, FL 34236
CALTON & ASSOCIATES, INC.CRD#: 20999 677 N Washington Blvd.
Sarasota, FL 34236
Registration History
199019952000200520102015202020252 FIRMS1989 - 1990 (1 year)2 FIRMS2007 - 2016 (9 years)2 FIRMS2016 - Present (8 years)BSII INVESTMENTS, INC. (CRD# 2225)2005 - 2007 (1 year)BSENTRA SECURITIES CORPORATION (CRD# 10249)2001 - 2005 (4 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2001 - 2001 (<1 year)BPRIME CAPITAL SERVICES, INC. (CRD# 18334)1999 - 2001 (2 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1998 - 1999 (1 year)BFIRST EMPIRE SECURITIES, INC. (CRD# 15129)1992 - 1993 (1 year)BMONY SECURITIES CORP. (CRD# 4386)1990 - 1991 (1 year)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1989 - 1989 (<1 year)IACSENGE ADVISORY GROUP, LLC (CRD# 131167)2011 - 2016 (4 years)
License(s)

State Registrations

B
Florida 6/13/2016
B
North Carolina 10/26/2022
IA
Florida 6/17/2016
B
Ohio 6/13/2016
B
New York 6/13/2016
IA
Texas 1/6/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVISORY SERVICES NETWORK (CRD#:146051)
677 N Washington Blvd., Sarasota, FL 34236
Registered with this firm since 6/17/2016
B
CALTON & ASSOCIATES, INC. (CRD#:20999)
677 N Washington Blvd., Sarasota, FL 34236
2701 N ROCKY POINT DRIVE SUITE 1000, TAMPA, FL 33607
Registered with this firm since 6/13/2016
Previous Registration(s)
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IA
 11/28/2011 - 06/20/2016 CSENGE ADVISORY GROUP, LLC (CRD#:131167) SARASOTA, FL
IA
 01/24/2007 - 06/15/2016 FSC SECURITIES CORPORATION (CRD#:7461) SARASOTA, FL
B
 01/24/2007 - 06/15/2016 FSC SECURITIES CORPORATION (CRD#:7461) SARASOTA, FL
B
 06/23/2005 - 02/01/2007 SII INVESTMENTS, INC. (CRD#:2225) SARASOTA, FL
B
 05/11/2001 - 06/24/2005 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
B
 02/13/2001 - 05/04/2001 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LINCOLN, NE
B
 02/24/1999 - 04/27/2001 PRIME CAPITAL SERVICES, INC. (CRD#:18334) POUGHKEEPSIE, NY
B
 01/16/1998 - 03/11/1999 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
 02/28/1992 - 11/22/1993 FIRST EMPIRE SECURITIES, INC. (CRD#:15129) HAUPPAUGE, NY
B
 12/04/1990 - 12/23/1991 MONY SECURITIES CORP. (CRD#:4386) NEW YORK, NY
B
 11/19/1989 - 11/09/1990 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
 09/30/1989 - 01/18/1990 W.J. NOLAN & COMPANY, INC. (CRD#:16465) NEW YORK, NY
B
 08/22/1989 - 11/19/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.