Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JACQUELINE ANNE AMPE
JACQUELINE ANN PROVO, JACQUELINE ANN SCHAPER
CRD#: 1950076
IA
Investment Adviser
B
Broker
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 2351 CONNECTICUT AVE
SUITE 310
SARTELL, MN 56377
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 2351 CONNECTICUT AVE
SUITE 310
SARTELL, MN 56377
Registration History
199019952000200520102015202020252 FIRMS1989 - 1992 (2 years)3 FIRMS2014 - Present (10 years)B1ST GLOBAL CAPITAL CORP. (CRD# 30349)2004 - 2014 (10 years)
License(s)

State Registrations

B
Arizona 1/27/2017
IA
Minnesota 10/16/2014
B
Colorado 9/21/2016
B
Montana 8/19/2020
B
Florida 9/21/2016
B
Nevada 5/9/2017
B
Georgia 9/21/2016
B
New York 1/2/2020
B
Idaho 1/27/2017
B
North Dakota 9/21/2016
B
Illinois 9/21/2016
B
South Dakota 2/23/2021
B
Indiana 9/6/2023
B
Texas 9/21/2016
B
Iowa 1/27/2017
B
Utah 3/25/2021
B
Michigan 5/18/2018
B
Washington 12/21/2017
B
Minnesota 6/19/2014
B
Wisconsin 1/27/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#:116407)
2351 CONNECTICUT AVE SUITE 310, SARTELL, MN 56377
Registered with this firm since 10/16/2014
B
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (CRD#:130139)
2351 CONNECTICUT AVE SUITE 310, SARTELL, MN 56377
Registered with this firm since 7/16/2014
B
LPL FINANCIAL LLC (CRD#:6413)
2351 CONNECTICUT AVE STE 310, SARTELL, MN 56377
303 22ND AVE W STE 200, ALEXANDRIA, MN 56308-2700
Registered with this firm since 6/19/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/25/2004 - 05/21/2014 1ST GLOBAL CAPITAL CORP. (CRD#:30349) SARTELL, MN
B
 05/23/1989 - 03/30/1992 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363)
B
 05/23/1989 - 03/30/1992 IDS LIFE INSURANCE COMPANY (CRD#:6321)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.