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STEPHEN J HEIL
STEPHEN JAMES HEIL
CRD#: 1949965
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 227 EAST CENTER DRIVE
ALTON, IL 62002
Registration History
199019952000200520102015202020252 FIRMS1989 - 1990 (<1 year)2 FIRMS2013 - 2021 (7 years)2 FIRMS2021 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2002 - 2013 (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2002 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 1997 (<1 year)BFFG INVESTMENTS INC. (CRD# 18320)1995 - 1996 (1 year)BAMERITRADE, INC. (CRD# 5633)1995 - 1995 (<1 year)BBOATMEN'S INVESTMENT SERVICES,... (CRD# 17533)1992 - 1995 (2 years)BCOMMERCE BROKERAGE SERVICES, INC. (CRD# 17140)1991 - 1992 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)1998 - 2013 (15 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1998 - 2002 (4 years)
Disclosure(s)
View By:
10/7/2003
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Alabama 1/15/2021

IA
Missouri 1/20/2021

B
Arizona 9/1/2023

B
New Jersey 2/8/2021

B
Colorado 1/15/2021

B
North Carolina 6/4/2024

B
Florida 1/15/2021

B
South Dakota 9/2/2022

B
Illinois 1/15/2021

B
Tennessee 5/17/2022

IA
Illinois 1/27/2021

B
Texas 1/15/2021

B
Kansas 10/18/2023

IA
Texas 12/6/2022

B
Maine 1/19/2021

B
Utah 8/22/2024

B
Missouri 1/15/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
227 EAST CENTER DRIVE, ALTON, IL 62002
Registered with this firm since 1/20/2021

B
OPPENHEIMER & CO. INC. (CRD#:249)
227 EAST CENTER DRIVE, ALTON, IL 62002
Registered with this firm since 1/15/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/30/2013 - 01/19/2021 MORGAN STANLEY (CRD#:149777) SHILOH, IL
B
08/30/2013 - 01/19/2021 MORGAN STANLEY (CRD#:149777) SHILOH, IL
IA
09/23/1998 - 09/25/2013 LPL FINANCIAL LLC (CRD#:6413) EDWARDSVILLE, IL
B
04/12/2002 - 09/25/2013 LPL FINANCIAL LLC (CRD#:6413) EDWARDSVILLE, IL
IA
04/12/1998 - 04/18/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) ST LOUIS, MO
B
01/09/1997 - 04/18/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
12/11/1996 - 01/03/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
02/10/1995 - 12/19/1996 FFG INVESTMENTS INC. (CRD#:18320)
B
02/23/1995 - 12/31/1995 AMERITRADE, INC. (CRD#:5633) OMAHA, NE
B
09/08/1992 - 02/15/1995 BOATMEN'S INVESTMENT SERVICES, INC. (CRD#:17533) ST. LOUIS, MO
B
12/24/1991 - 09/24/1992 COMMERCE BROKERAGE SERVICES, INC. (CRD#:17140) CLAYTON, MO
B
05/22/1989 - 01/19/1990 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
05/22/1989 - 01/19/1990 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.