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JULIE ANNE FORD
JULIE ANNE ANNE FORD, JULIE ANNE MAGLIA
CRD#: 1949858
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1 NORTH WACKER DRIVE
32ND & 33RD
CHICAGO, IL 60606
Registration History
1995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2016 - Present (8 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2013 - Present (11 years)BNEWEDGE USA, LLC (CRD# 36118)2008 - 2013 (4 years)BNEWEDGE FINANCIAL INC. (CRD# 27322)2008 - 2008 (<1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2007 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1991 - 2003 (11 years)
License(s)

State Registrations

B
Alabama 3/11/2022

B
Nevada 8/20/2013

B
Arizona 8/20/2013

B
New Jersey 3/23/2017

B
Arkansas 9/16/2015

B
New Mexico 4/15/2022

B
California 8/20/2013

B
New York 6/19/2013

B
Colorado 8/20/2013

B
North Carolina 3/23/2017

B
Connecticut 10/12/2015

B
Ohio 8/20/2013

B
Delaware 3/23/2017

B
Oregon 10/12/2015

B
District of Columbia 8/20/2013

B
Pennsylvania 8/30/2013

B
Florida 8/20/2013

B
Puerto Rico 8/22/2022

B
Georgia 8/30/2013

B
South Carolina 10/12/2015

B
Illinois 6/19/2013

B
South Dakota 5/25/2016

IA
Illinois 4/11/2016

B
Tennessee 8/24/2016

B
Indiana 8/20/2013

B
Texas 8/30/2013

B
Kansas 10/12/2015

B
Utah 11/15/2022

B
Louisiana 1/16/2019

B
Vermont 3/23/2017

B
Maryland 8/20/2013

B
Virginia 10/12/2015

B
Massachusetts 8/20/2013

B
Washington 10/12/2015

B
Michigan 8/20/2013

B
Wisconsin 10/12/2015

B
Minnesota 8/20/2013

B
Wyoming 9/4/2014

B
Montana 10/19/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1 NORTH WACKER DRIVE 32ND & 33RD, CHICAGO, IL 60606
Chicago, IL
Registered with this firm since 4/11/2016

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1 NORTH WACKER DRIVE 32ND & 33RD, CHICAGO, IL 60606
Chicago, IL
Registered with this firm since 6/19/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/01/2008 - 06/10/2013 NEWEDGE USA, LLC (CRD#:36118) CHICAGO, IL
B
04/22/2008 - 09/01/2008 NEWEDGE FINANCIAL INC. (CRD#:27322) CHICAGO, IL
B
07/01/2003 - 01/09/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) CHICAGO, IL
B
11/25/1991 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.