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Detailed Report
MATTHEW DOUGLAS NEVINS
CRD#: 1949752
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Investment Adviser
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Previous Broker
MARINER WEALTHCRD#: 140195 2425 E. Camelback Road
Ste. 620
Phoenix, AZ 85016
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - 2023 (1 year)IAMARINER WEALTH (CRD# 140195)2023 - Present (1 year)
License(s)

State Registrations

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Arizona 9/7/2023
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Washington 9/8/2023
Current Registration(s)
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MARINER WEALTH (CRD#:140195)
2425 E. Camelback Road Ste. 620, Phoenix, AZ 85016
Registered with this firm since 9/7/2023
Previous Registration(s)
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 03/10/2022 - 09/03/2023 PFG ADVISORS (CRD#:173344) PHOENIX, AZ
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 02/28/2022 - 09/01/2023 SECURITIES AMERICA, INC. (CRD#:10205) PHOENIX, AZ
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 07/20/2018 - 02/28/2022 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) SCOTTSDALE, AZ
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 02/22/2018 - 02/28/2022 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.