Individual Firm
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PERRY DEAN BOHL
CRD#: 1949724
IA
B
NEWEDGE ADVISORSCRD#: 171351 4909 Stockholm Loop
Bismarck, ND 58503
Bismarck, ND 58503
LPL FINANCIAL LLCCRD#: 6413 4909 STOCKHOLM LOOP
BISMARCK, ND 58503
BISMARCK, ND 58503
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6/26/2002
Customer Dispute
Settled
2/16/2001
Customer Dispute
Settled
State Registrations
B
Arizona 11/29/2017
B
Nebraska 8/9/2022
B
California 11/29/2017
IA
Nebraska 12/20/2023
B
Colorado 11/29/2017
B
North Carolina 11/29/2017
B
Florida 11/30/2017
B
North Dakota 11/29/2017
B
Idaho 11/29/2017
IA
North Dakota 2/26/2018
B
Illinois 7/20/2021
B
Oregon 9/16/2020
B
Indiana 11/29/2017
B
South Carolina 1/21/2025
B
Iowa 8/8/2022
B
South Dakota 11/29/2017
B
Michigan 3/19/2021
B
Texas 11/29/2017
B
Minnesota 11/29/2017
IA
Texas 12/6/2018
B
Missouri 1/17/2025
B
Washington 11/29/2017
B
Montana 11/29/2017
B
Wyoming 11/29/2017
SRO Registrations
B
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IA
Registered with this firm since 2/26/2018
B
Registered with this firm since 11/29/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/29/2017 - 02/04/2019 | HAZELTON, ND | |
IA | 06/26/1996 - 12/05/2017 | BISMARCK, ND | |
B | 06/20/1989 - 11/29/2017 | BISMARCK, ND |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.