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Detailed Report
Deanna Lynn Arnold-Frady
Deanna Harvey Arnold, Deanna Lynn Arnold, Deanna Lynn Harvey
CRD#: 1949106
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 201 WELLS AVE S
RENTON, WA 98057-2131
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2020 (10 years)2 FIRMS2021 - 2021 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2021 - Present (3 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2005 - 2006 (<1 year)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1996 - 2004 (7 years)IAFINANCIAL ADVOCATES INVESTMENT... (CRD# 151298)2021 - 2024 (2 years)IACAPITAL PLANNING CORP (CRD# 105013)1998 - 2005 (7 years)IAFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1997 - 2004 (7 years)
License(s)

State Registrations

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Washington 7/26/2021
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Washington 7/26/2024

SRO Registrations

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 FINRA

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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LPL FINANCIAL LLC (CRD#:6413)
201 WELLS AVE S, RENTON, WA 98057-2131
1002 PARK AVE N. SUITE F., RENTON, WA 98057
Registered with this firm since 7/26/2024
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LPL FINANCIAL LLC (CRD#:6413)
201 WELLS AVE S, RENTON, WA 98057-2131
15600 NE 8TH ST, STE K8, BELLEVUE, WA 98008
Registered with this firm since 7/26/2021
Previous Registration(s)
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 10/28/2021 - 09/30/2024 FINANCIAL ADVOCATES INVESTMENT MANAGEMENT (CRD#:151298) Renton, WA
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 03/25/2021 - 06/18/2021 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SEATTLE, WA
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 03/25/2021 - 06/18/2021 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SEATTLE, WA
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 04/30/2010 - 10/15/2020 KMS FINANCIAL SERVICES, INC (CRD#:3866) SEATTLE, WA
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 04/30/2010 - 10/15/2020 KMS FINANCIAL SERVICES, INC. (CRD#:3866) SEATTLE, WA
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 08/08/2007 - 04/16/2010 SYMETRA INVESTMENT SERVICES, INC. (CRD#:19061) BOSTON, MA
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 08/08/2007 - 04/16/2010 SYMETRA INVESTMENT SERVICES, INC. (CRD#:19061) BOSTON, MA
IA
 01/25/2006 - 07/17/2007 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) WOODINVILLE, WA
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 01/25/2006 - 07/17/2007 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) EUGENE, OR
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 07/11/2005 - 01/31/2006 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
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 01/16/1998 - 05/27/2005 CAPITAL PLANNING CORP (CRD#:105013) BELLEVUE, WA
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 04/29/1997 - 06/28/2004 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) BELLEVUE, WA
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 09/24/1996 - 06/28/2004 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.