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JOEL EUGENE SULLIVAN
JOEL E SULLIVAN
CRD#: 1949049
IA
Investment Adviser
SULLIVAN INVESTMENT MANAGEMENT LLCCRD#: 289217 320 W GRAND AVE
STE 303
WISCONSIN RAPIDS, WI 54495
Registration History
200420062008201020122014201620182020202220242026IASULLIVAN INVESTMENT MANAGEMENT LLC (CRD# 289217)2017 - Present (7 years)IABUENA VISTA INVESTMENT MANAGEM... (CRD# 123252)2003 - 2019 (15 years)
Disclosure(s)
View By:
4/18/2007
Customer Dispute
Settled
4/2/2007
Customer Dispute
Denied
6/4/2003
Customer Dispute
Settled
5/26/2003
Customer Dispute
Denied
License(s)

State Registrations

IA
Florida 8/22/2017

IA
Wisconsin 7/18/2017

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Michigan 9/13/2017

Current Registration(s)
IA
SULLIVAN INVESTMENT MANAGEMENT LLC (CRD#:289217)
320 W GRAND AVE STE 303, WISCONSIN RAPIDS, WI 54495
Registered with this firm since 7/18/2017

Previous Registration(s)
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IA
05/20/2003 - 04/29/2019 BUENA VISTA INVESTMENT MANAGEMENT LLC (CRD#:123252) WISCONSIN RAPIDS, WI
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.