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Detailed Report
AMIE JOAN QUATTROCKI
AMIE JOAN KRISTON, AMIE JOAN WILLIAMS
CRD#: 1948538
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 28100 US 19 NORTH
STE 500
CLEARWATER, FL 33761
Registration History
19952000200520102015202020252 FIRMS2003 - 2004 (1 year)2 FIRMS2006 - Present (18 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 2003 (9 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2003 (6 years)
License(s)

State Registrations

B
Alabama 8/23/2016
B
Minnesota 4/2/2019
B
Arizona 8/23/2016
B
Missouri 8/23/2016
B
Arkansas 9/23/2020
B
Nebraska 8/23/2016
B
California 8/23/2016
B
Nevada 9/23/2020
B
Colorado 8/23/2016
B
New Jersey 8/23/2016
B
Connecticut 8/23/2016
B
New York 8/23/2016
B
Florida 7/11/2006
B
North Carolina 8/25/2016
IA
Florida 7/21/2006
B
Ohio 8/23/2016
B
Georgia 8/23/2016
B
Pennsylvania 8/23/2016
B
Illinois 8/23/2016
B
Rhode Island 8/23/2016
B
Indiana 8/23/2016
B
South Carolina 8/23/2016
B
Kansas 8/23/2016
B
Tennessee 8/23/2016
B
Kentucky 8/23/2016
B
Texas 8/23/2016
B
Louisiana 8/23/2016
IA
Texas 8/23/2016
B
Maine 8/23/2016
B
Vermont 10/5/2020
B
Maryland 8/23/2016
B
Virginia 8/23/2016
B
Massachusetts 8/23/2016
B
Washington 4/6/2017
B
Michigan 8/23/2016
B
Wisconsin 8/23/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
28100 US 19 NORTH STE 500, CLEARWATER, FL 33761
Registered with this firm since 7/21/2006
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
28100 US 19 NORTH STE 500, CLEARWATER, FL 33761
Registered with this firm since 7/11/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/01/2003 - 07/14/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) CLEARWATER, FL
B
 07/01/2003 - 07/14/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
IA
 01/03/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) CLEARWATER, FL
B
 12/07/1993 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.