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ROY ALLAIN ST PAUL
LAIN STPAUL, ROY ALLAIN STPAUL JR, ROY ALLAIN STPAUL
CRD#: 1948088
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 4 SANCTUARY BLVD
SUITE 305
MANDEVILLE, LA 70471
Registration History
199019952000200520102015202020252 FIRMS2020 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2020 (12 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2008 (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1989 - 1999 (9 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2010 - 2020 (10 years)
Disclosure(s)
View By:
2/8/1999
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 10/19/2020

B
Missouri 10/16/2020

B
California 1/10/2024

B
Nevada 10/16/2020

B
Georgia 8/9/2021

B
Oregon 10/16/2020

B
Louisiana 10/16/2020

B
Texas 10/16/2020

IA
Louisiana 10/16/2020

IA
Texas 10/16/2020

B
Mississippi 10/16/2020

B
Washington 10/16/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
4 SANCTUARY BLVD SUITE 305, MANDEVILLE, LA 70471
Registered with this firm since 10/16/2020

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
4 SANCTUARY BLVD SUITE 305, MANDEVILLE, LA 70471
Registered with this firm since 10/16/2020

Previous Registration(s)
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IA
03/26/2010 - 10/16/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MANDEVILLE, LA
B
01/01/2008 - 10/16/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MANDEVILLE, LA
B
02/10/1999 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MANDEVILLE, LA
B
05/23/1989 - 03/05/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.