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MATTHEW THOMAS OHARA
MATHEW THOMAS OHARA
CRD#: 1947684
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 100 FEDERAL ST
BOSTON, MA 02110
Registration History
199019952000200520102015202020252 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - Present (15 years)BQUICK & REILLY, INC. (CRD# 11217)1995 - 2004 (9 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1995 (2 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (1 year)BPIONEER FUNDS DISTRIBUTOR, INC. (CRD# 24497)1990 - 1991 (1 year)IAQUICK & REILLY, INC. (CRD# 11217)2003 - 2004 (1 year)
Disclosure(s)
View By:
1/21/2003
Customer Dispute
Denied
License(s)

State Registrations

B
California 10/23/2009

B
Michigan 8/15/2023

B
Colorado 10/23/2009

B
New Hampshire 10/23/2009

B
Connecticut 10/23/2009

B
New Mexico 10/23/2009

IA
Connecticut 10/30/2009

B
New York 10/23/2009

B
District of Columbia 1/4/2012

B
North Carolina 10/23/2009

B
Florida 10/23/2009

B
Tennessee 9/18/2024

B
Georgia 6/20/2023

IA
Texas 6/19/2013

B
Illinois 10/23/2009

B
Texas 1/28/2025

B
Maine 10/23/2009

B
Utah 12/9/2024

B
Maryland 11/30/2015

B
Vermont 12/9/2024

B
Massachusetts 10/23/2009

B
Washington 10/23/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 10/30/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/20/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
10/20/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
IA
07/29/2003 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) BOSTON, MA
B
09/01/1995 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
07/31/1993 - 08/18/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
04/21/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
01/04/1990 - 09/30/1991 PIONEER FUNDS DISTRIBUTOR, INC. (CRD#:24497) BOSTON, MA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.